Malamalama i ituaiga eseese o laisene tau tupe i Hong Kong

O Hong Kong ose nofoaga autu tau tupe a le lalolagi ma e ofoina atu le tele o laisene tau tupe mo kamupani o loʻo manaʻo e faʻagaioi iina. Laisene tau tupe i Hong Kong o loʻo faʻatonutonuina e le Securities and Futures Commission (SFC) ma ua mamanuina e puipuia ai le aufaipisinisi ma tagata faʻatau i Hong Kong.

Laisene tau tupe i Hong Kong ua vaevaeina i ni vaega autu se lua: laisene tau fefa'ataua'iga ma laisene fa'afoe i totonu o Hong Kong. Laisene Brokerage e mo kamupani o lo'o mana'o e ofoina atu fa'amalumaluga ma fa'atauga fa'atauga ma auaunaga tau fefa'ataua'iga i Hong Kong. Laisene fa'afoega fa'akomepiuta ua fa'amoemoe mo kamupani o lo'o mana'o e tu'uina atu auaunaga fa'afaufautua fa'afaigaluega i totonu o Hong Kong.

Laisene Brokerage i Hong Kong e aofia ai Laisene Broker Stock, Derivatives Broker License ma Oloa Broker License i Hong Kong. O le Securities Broker License e fa'atagaina ai kamupani e ofo atu auaunaga tau fefa'ataua'iga i fa'asoa a Hong Kong, fa'amau ma isi fa'amalumaluga i Hong Kong. O le laisene fai pisinisi fa'ameamea e fa'atagaina ai kamupani e ofoina atu auaunaga tau fefa'ataua'iga i fa'atauga e pei o le lumana'i o Hong Kong, filifiliga ma fa'atau tupe a Hong Kong. O le Commodity Broker License e fa'atagaina kamupani e ofo atu auaunaga tau fefa'ataua'iga i oloa e pei o auro, siliva ma suau'u i Hong Kong.

Laisene fa'afoega o faila i Hong Kong e aofia ai Laisene Pule o le Portfolio, Laisene Faufautua Fa'afaigaluega ma Laisene Faufautua mo Tupe Fa'afaigaluega a Hong Kong. O le laisene o le pule o le aufaipisinisi e fa'atagaina ai kamupani e ofo atu auaunaga fa'afaufautua fa'afaigaluega i totonu o Hong Kong. O le Laisene Faufautua Fa'afaigaluega e fa'atagaina kamupani e ofo atu auaunaga faufautua fa'afaigaluega ma tu'uina atu fa'amatalaga tau maketi tau tupe i Hong Kong. Le Laisene Faufautua Fa'afaigaluega e fa'atagaina kamupani e ofo atu auaunaga faufautua mo tupe teufaafaigaluega ma tu'uina atu fa'amatalaga o mea tau tupe i Hong Kong.

I se aotelega, o laisene tau tupe i Hong Kong ua mamanuina e puipuia ai le aufaipisinisi ma tagata faʻatau. Ua vaevaeina i latou i ni vaega autu se lua: laisene fa'atau pisinisi ma laisene fa'atautaia o faila i Hong Kong. Laisene Brokerage e aofia ai Stock Broker License, Derivatives Broker License ma Commodity Broker License i Hong Kong. Laisene fa'afoega fa'akomepiuta e aofia ai Laisene Pule o Portfolio, Laisene Faufautua Faufautua ma Laisene Faufautua Faufautua a Hong Kong.

Le lelei ma le le lelei o laisene tau tupe i Hong Kong

Faamanuiaga o Laisene Tautupe i Hong Kong

O Hong Kong o se tasi o nofoaga autu tau tupe i le lalolagi ma e ofoina atu i pisinisi le tele o tulaga lelei mo le mauaina o se laisene tau tupe. O fa'amanuiaga autu o:

• Tulafono Fa'atonu: E ta'uta'ua Hong Kong i ana tulafono fa'atonutonu ma tulaga maualuga o le tausisia. Kamupani e maua se laisene tau tupe i Hong Kong e mafai ona faʻamanuiaina mai se siosiomaga faʻatonutonu saogalemu ma mautu.

• Avanoa i se maketi i le lalolagi atoa: O Hong Kong o se nofoaga autu tau tupe a le lalolagi ma e ofoina atu i pisinisi le avanoa i se maketi o le lalolagi. E mafai ona fa'amanuiaina pisinisi mai le avanoa i le aufaipisinisi fa'avaomalo ma maketi tau tupe a le lalolagi.

• Tau maualalo: O tau e feso'ota'i ma le mauaina o se laisene tau tupe i Hong Kong e fai si maualalo pe a fa'atusatusa i isi nofoaga tau tupe. Kamupani e mafai ona sefe tau e ala i le mauaina o se laisene tau tupe i Hong Kong.

• Siosiomaga pisinisi lelei: Hong Kong e ofoina atu se siosiomaga lelei pisinisi mo pisinisi o loʻo sailia se laisene tau tupe. Kamupani e mafai ona manuia mai se siosiomaga faʻapisinisi mautu ma malupuipuia.

Le lelei o Laisene Tautupe i Hong Kong

E ui o Hong Kong e ofoina atu le tele o mea lelei mo pisinisi o loʻo sailia se laisene tau tupe, e iai foʻi ni faʻaletonu. O mea le lelei autu o:

• Tau maualuga: E ui lava o tau e fesoʻotaʻi ma le mauaina o se laisene tau tupe i Hong Kong e fai si maualalo pe a faʻatusatusa i isi nofoaga tau tupe, e mafai lava ona maualuga mo nisi pisinisi.

• Tulafono Fa'atonu: O tulafono fa'atonutonu ma tulaga maualuga o le tausisia e mafai ona faigata mo nisi pisinisi ona ausia.

• Fa'atapula'a avanoa i maketi fa'ava-o-malo: E ui ina ofo atu e Hong Kong le avanoa i maketi tau tupe a le lalolagi, e fa'atapula'aina le avanoa mo nisi kamupani.

• Siosiomaga Pisinisi Le mautu: O le siosiomaga pisinisi i Hong Kong e mafai ona le mautu ma le mautinoa. E ono feagai pisinisi ma suiga o tulafono faatonutonu ma le le mautonu faaupufai.

Faʻafefea ona maua se laisene tau tupe i Hong Kong

Ina ia maua se laisene tau tupe i Hong Kong, e tatau ona e faʻamalieina le tele o taʻiala ma mulimuli i se faʻamatalaga auiliili. Muamua, e tatau ona e faila se talosaga i le Hong Kong Securities and Futures Commission (SFC). E tatau ona e tuʻuina atu faʻamatalaga auiliili e uiga i lau pisinisi, e aofia ai faʻamatalaga e uiga i lau tupe faavae, tagata faigaluega, ma faʻalapotopotoga faʻalapotopotoga. E tatau foi ona e tu'uina atu fa'amatalaga e uiga i lou poto masani ma a'oa'oga fa'apolofesa.

A talia loa lau talosaga, e tatau ona e pasia se su'ega fa'apolofesa. O lenei su'ega ua mamanuina ina ia mautinoa o loʻo ia te oe le poto ma tomai e manaʻomia e faʻatautaia ai pisinisi tau tupe i Hong Kong. O le taimi lava e te pasi ai le suʻega, e tatau ona e tuʻuina atu se laisene talosaga i le SFC.

O le taimi lava e talia ai lau talosaga laisene i Hong Kong, e tatau ona e totogia se totogifuapauina o le laisene ma resitala mo se faiga e mataituina ma tausisia. E tatau fo'i ona e fa'amautinoa e te usita'ia tulafono uma ma fa'atonuga e fa'atatau i au gaioiga tau tupe. O le taimi lava e te ausia uma nei manaʻoga, o le ae mauaina lau laisene tau tupe i Hong Kong.

Manaoga fa'atonutonu mo laisene tau tupe i Hong Kong

Kamupani e mana'o e fa'atautaia pisinisi tau tupe i Hong Kong e tatau ona maua se laisene talafeagai mai le Securities and Futures Commission (SFC). O le SFC e nafa ma le faatonutonuina ma le vaavaaia o maketi tau tupe i Hong Kong.

Kamupani e mana'o e maua se laisene tau tupe i Hong Kong e tatau ona fa'amalieina le tele o mana'oga fa'atonutonu. O nei mana'oga e aofia ai:

• Se fa'atulagaga mautu ma faiga fa'alotoifale talafeagai.

• Se fa'avae mautu tau tupe ma fa'atonuga tau tupe talafeagai.

• Malosi le pulea o tulaga lamatia ma le tausisia.

• Malosi o pulega faagaioiga ma pulega talafeagai.

• Malosi o fa'amatalaga ma fa'atonuga fa'alilolilo talafeagai.

• Pulea malosi o fete'ena'iga o aia ma pulega talafeagai.

O ituaiga eseese o oloa tau tupe o loʻo maua ma laisene tau tupe i Hong Kong

Hong Kong e ofoina atu le tele o oloa tau tupe mo tagata teu tupe. O oloa tau tupe o lo'o maua ma laisene tau tupe i Hong Kong e aofia ai mea nei:

1. Tupe Mutuale i Hong Kong: Tupe Mutuale o oloa faʻapipiʻi tuʻufaʻatasia o loʻo teu faʻafaigaluega i faʻasoa, poʻo, oloa tului ma isi aseta. O tupe a le Mutual e pulea fa'apolofesa ma tu'uina atu i le aufaipisinisi le fa'avasegaina ma le fa'aletupe.

2. Exchange Traded Funds (ETFs) i Hong Kong: ETF o oloa fa'afaigaluega o lo'o fefa'ataua'i i fefa'ataua'iga fa'asoa ma siaki ai se fa'ailoga po'o se ato o aseta. ETF e ofoina atu i le aufaipisinisi le faʻavasegaina ma le faʻaletupe, ma e masani ona taugofie nai lo tupe faʻasoa.

3. Tupe fa'amaonia tupe i Hong Kong: Tupe fa'amaonia tupe o oloa fa'afaigaluega e ofoina atu ai le puipuiga a le aufaipisinisi mai tupe gau. O nei tupe e masani ona pulea e tagata tomai faapitoa ma teu faʻafaigaluega i tului oloa ma faʻamau.

4. Fa'aputugatupe Fa'afaigaluega o Fa'ato'aga i Hong Kong: O fa'aputuga tupe fa'afaigaluega o fale fa'atau oloa o lo'o teu fa'afaigaluega i meatotino fa'atau e pei o fale, fanua ma fale. O nei tupe o loʻo faʻatautaia faʻapolofesa ma ofoina atu i le aufaipisinisi le faʻavasegaina ma le faʻaletupe.

5. Hedge funds i Hong Kong: Hedge funds o oloa teufaafaigaluega o loʻo pulea faʻapolofesa ma teu faʻafaigaluega i oloa tului, faʻasoa, pone ma isi aseta. O tupe puipui e tu'uina atu ai i le aufaipisinisi le fa'avasegaina ma le fa'aletupe.

6. Tupe faaunegatupe i Hong Kong: Tupe faaunegatupe o oloa teufaafaigaluega e teu faafaigaluega i nonogatupe pupuu ma taimi uumi. O nei tupe o loʻo faʻatautaia faʻapolofesa ma ofoina atu i le aufaipisinisi le faʻavasegaina ma le faʻaletupe.

7. Faaputugatupe tumaoti i Hong Kong: O tupe faʻapitoa faʻapitoa o oloa faʻafaigaluega e teu faʻafaigaluega i kamupani e leʻi lisiina. O nei tupe o loʻo faʻatautaia faʻapolofesa ma ofoina atu i le aufaipisinisi le faʻavasegaina ma le faʻaletupe.